Post Graduate Diploma in Regulatory Compliance Management

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Basic Info : Post Graduate Diploma in Regulatory Compliance Management
Education : Post Graduate
Level : Advanced
Commitment  : 1 Year
Mode of Learning : Online Live Interactive sessions
Degree Awarded by : BSE Institute Ltd & Maharashtra National Law University, Mumbai
Language : English
Scheduled Date TBA


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 Basic Information

Post Graduate Diploma in Regulatory Compliance Management is a one year online course offered by BSE Institute Ltd and Maharashtra National Law University (MNLU). This program focuses on the key principles, frameworks, and practices related to regulatory compliance management in various industries. This provides students with a strong understanding of the regulatory landscape and its impact on organizations, as well as the tools and strategies needed to manage regulatory compliance effectively. Students will explore topics such as corporate governance compliance, compliance management, risk assessment, compliance auditing, international compliance management, compliance reporting, and compliance ethics. After completion of the course, students will be equipped with the skills and knowledge necessary to design, implement, and manage effective compliance programs within their organizations.

What Will I Learn

You will be able to:

  • explain the process of formation and dissolution of a company and the compliances related to it.
  • demonstrate an understanding of corporate governance compliance laws and regulations
  • develop an understanding of the compliance related to foreign exchange and foreign contribution in the Indian industry and businesses
  • apply and create various compliance management frameworks and risk assessment strategies · demonstrate an understanding of the compliance auditing and investigation process
  • describe the process of compliance reporting and importance of ethics in compliance


    Objective of the Course

    • Design and implement compliance risk management frameworks
    • Define, assess, maintain and advise on the regulatory universe
    • Develop, facilitate compilation of and review compliance risk management plans
    • Conduct compliance monitoring
    • Compile and submit internal and external compliance reports
    • Interact with industry regulators, supervisors and stakeholders

    Course Eligibility

     Graduates with minimum 55% from a recognized University can apply

    Curriculum

    Course Title Credits
    Company Formation and Dissolution. Introduction to Regulatory Compliance Credits : 3
    Corporate Governance and Compliance Credits : 3
    Companies Act 2013 and Compliance Credits : 2
    Compliance Management and Risk Assessment Credits : 2

    Course Title Credits
    Securities Law and Compliance Credits : 3
    International Compliance Credits : 3
    Compliance Auditing and Investigations Credits : 2
    Compliance Reporting and Ethics Credits : 2




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