Certificate Program on Securities Law

Regular price Rs.28,320.00


 Basic Info : Course on Securities Laws
Level : Advance
Commitment  : 36 hours of study, 8 Days, 6 sessions of 6 hours
Language : English
How To Pass : Attend all sessions and complete all assignments to pass the course

What Will I Learn

At the end of this course you will:

  • Be able to identify and execute the procedures necessary for public issues, rights issues, and preferential issues
  • Understand the role of lawyers, accountants, analysts, investment bankers, rating agencies and financial intermediaries in various capital raising modes
  • Understand SEBI's operation and role as the primary capital market regulator
  • Be able to draft prospectus and offering documents in cases of public offering of securities by a company

Curriculum

  • Introduction to Capital Markets, Role of Primary and Secondary markets
  • Concept of Corporatization and Demutualization, Recognition of Stock Exchanges
  • Rules & Bye Laws of Stock Exchanges, Contracts and Options in Securities
  • Offences and Penalties and procedures thereof, Appeals under SCRA, Misc Provisions

  • Introduction to SEBI, Definitions, Constitution of the Board and its Management
  • Powers and Functions of the Board, Collective Investment Schemes, Investigations by Board
  • Registration of Intermediaries, Prohibition of Insider Trading, Penalties and Adjudication
  • Securities Appellate Tribunal (SAT), Appeals to Supreme Court

  • SEBI (Issue of Capital and Disclosure Requirements) 2009
  • Salient features on Regulations on Takeover code
  • Salient features of Regulations on Insider Trading

  • Types of Financial Statements, Stakeholders in Business Organizations
  • Fixed Assets, Tangible and Intangible Assets, Depreciation and Amortization, Legal Provisions, Operating Cycle, Management of Current Assets, Current Liabilities
  • Working Capital Reporting requirements of Financial Statements, Indian Accounting Standards (IAS), Provisions of Schedule III of Companies Act 2013, Financial Ratios

  • Regulations relating to Foreign Direct Investments and Portfolio Investment
  • Regulations relating to Imports, Exports and Miscellaneous remittances from India
  • Regulations relating to Overseas Investments by Indian Companies, Project Exports

  • Concept of Money Laundering and the offense of Money Laundering
  • Attachment, Adjudication, and Confiscation under Prevention of Money Laundering Act
  • Obligations of Banking Companies, Financial Institutions, and Intermediaries under PMLA

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       Live Classroom Sessions
    Each session is interactive and informative, featuring case studies, quizzes, and projects

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